ONC HTI-1 and HTI-4 Compliance: 2026 Buyer Checklist for EHR Teams
ONC's HTI rules moved interoperability, transparency, and algorithm governance from "nice-to-have" into contract-grade requirements. If you are buying or renewing an EHR in 2026, your due diligence process should explicitly test HTI readiness.
What HTI Changed for Buyers
HTI rulemaking (including HTI-1 and subsequent updates) expands expectations around certified health IT behavior, including interoperability commitments and transparency in predictive decision support artifacts. Buyers should treat this as both a compliance and vendor-risk topic.
- Interoperability posture: stronger scrutiny on real-world API performance and data usability, not just checkbox certification.
- Algorithm governance: buyers need to understand provenance, limitations, and monitoring of decision-support outputs.
- Information blocking exposure: procurement and operations teams need defensible workflows when data exchange fails.
2026 Buyer Checklist
Certification and Version Control
- Verify active product listings in ONC CHPL for every module you plan to deploy.
- Require vendor disclosure of certified version vs. your contracted release train.
- Document any known timeline gaps between federal requirement dates and your tenant availability.
Predictive/Decision Support Transparency
- Request model documentation, intended use, contraindications, and performance caveats.
- Require role-based controls to turn features on/off by specialty, location, or user group.
- Define internal post-deployment monitoring metrics before activation.
Data Export and Exit Readiness
- Contract for routine export tests (not just a promise at termination).
- Require standard formats and clear documentation for extraction cadence and cost.
- Assign an internal data stewardship owner for periodic validation drills.
Contract Language You Should Add
- Regulatory maintenance clause: vendor commits to maintain certified capabilities within defined windows.
- Transparency clause: vendor provides decision-support documentation and material change notices.
- Interoperability SLA: response-time and defect-remediation obligations for data exchange failures.
- Exit clause: bounded data-export fees and timeline guarantees.
Governance Model (Provider Side)
Create a cross-functional HTI committee with representation from clinical operations, IT, compliance, security, and revenue cycle. Meet monthly with a standing agenda: certification status, interoperability incidents, decision-support changes, and remediation queue.
Executive Scorecard
- Percent of required interfaces meeting SLA
- Count of unresolved interoperability defects older than 30 days
- Percent of high-impact decision-support tools with completed governance review
- Quarterly export test pass rate
Pair this with our selection framework and interoperability guide to operationalize requirements before contract signature.
Editorial Standards
Last reviewed:
Methodology
- Reviewed ONC final-rule summary materials and implementation-facing guidance pages.
- Translated rule concepts into procurement controls and governance checkpoints for provider organizations.
- Prioritized checklist items by practical enforceability in contract and operations.