Selection 12 min read

ONC HTI-1 and HTI-4 Compliance: 2026 Buyer Checklist for EHR Teams

ONC's HTI rules moved interoperability, transparency, and algorithm governance from "nice-to-have" into contract-grade requirements. If you are buying or renewing an EHR in 2026, your due diligence process should explicitly test HTI readiness.

By Dr. Sarah Mitchell

What HTI Changed for Buyers

HTI rulemaking (including HTI-1 and subsequent updates) expands expectations around certified health IT behavior, including interoperability commitments and transparency in predictive decision support artifacts. Buyers should treat this as both a compliance and vendor-risk topic.

  • Interoperability posture: stronger scrutiny on real-world API performance and data usability, not just checkbox certification.
  • Algorithm governance: buyers need to understand provenance, limitations, and monitoring of decision-support outputs.
  • Information blocking exposure: procurement and operations teams need defensible workflows when data exchange fails.

2026 Buyer Checklist

Certification and Version Control

  • Verify active product listings in ONC CHPL for every module you plan to deploy.
  • Require vendor disclosure of certified version vs. your contracted release train.
  • Document any known timeline gaps between federal requirement dates and your tenant availability.

Predictive/Decision Support Transparency

  • Request model documentation, intended use, contraindications, and performance caveats.
  • Require role-based controls to turn features on/off by specialty, location, or user group.
  • Define internal post-deployment monitoring metrics before activation.

Data Export and Exit Readiness

  • Contract for routine export tests (not just a promise at termination).
  • Require standard formats and clear documentation for extraction cadence and cost.
  • Assign an internal data stewardship owner for periodic validation drills.

Contract Language You Should Add

  1. Regulatory maintenance clause: vendor commits to maintain certified capabilities within defined windows.
  2. Transparency clause: vendor provides decision-support documentation and material change notices.
  3. Interoperability SLA: response-time and defect-remediation obligations for data exchange failures.
  4. Exit clause: bounded data-export fees and timeline guarantees.

Governance Model (Provider Side)

Create a cross-functional HTI committee with representation from clinical operations, IT, compliance, security, and revenue cycle. Meet monthly with a standing agenda: certification status, interoperability incidents, decision-support changes, and remediation queue.

Executive Scorecard

  • Percent of required interfaces meeting SLA
  • Count of unresolved interoperability defects older than 30 days
  • Percent of high-impact decision-support tools with completed governance review
  • Quarterly export test pass rate

Pair this with our selection framework and interoperability guide to operationalize requirements before contract signature.

Editorial Standards

Last reviewed:

Methodology

  • Reviewed ONC final-rule summary materials and implementation-facing guidance pages.
  • Translated rule concepts into procurement controls and governance checkpoints for provider organizations.
  • Prioritized checklist items by practical enforceability in contract and operations.

Primary Sources